This offer job is expired.
Team Lead - Fixed Income Compliance
ALS International - Expires on Aug 20, 2013- Country
- Location
- Job Type
- Experience
- Eligibility
- Hong Kong
- Not specified
- Permanent - Full Time
- 10+ years
- Expat and local
Function
Accounting / Finance
Job
Category
Banking / Financial Services
Salary
Attractive
Job Description
- Assisting management with compliance responsibility for fixed income products' clearing and relevant projects
- Providing advice on regulatory compliance issues, desk reviews and monitoring
- Supporting management in reviewing new business initiatives from a local regulatory, best practice and Firm perspective
- Drafting and updating policy and procedures in light of regulatory or business changes
- Managing the Firm’s contact and relationship with its regulators, ensuring that communications between the Firm and its regulators are open and constructive
- Providing staff training and participating in any ad-hoc projects
Job Requirements
- University Graduate holding a degree in law and/or economics
- With at least 10 years’ experience gained within a financial services compliance function
- Possess sound knowledge of Hong Kong regulatory laws and have strong communication, analytical and leadership skills
- Hands on experience with fixed income products is a pre-requisite for this role.
- Fluency in English (both written and spoken) is essential.
About the recruitment agency
With headquarters in Hong Kong and offices in Singapore, Beijing and Shanghai, ALS International is a leading independent executive search firm that has been operating in the region for over ten ...
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