Assisting management with compliance responsibility for fixed income products' clearing and relevant projects
Providing advice on regulatory compliance issues, desk reviews and monitoring
Supporting management in reviewing new business initiatives from a local regulatory, best practice and Firm perspective
Drafting and updating policy and procedures in light of regulatory or business changes
Managing the Firm’s contact and relationship with its regulators, ensuring that communications between the Firm and its regulators are open and constructive
Providing staff training and participating in any ad-hoc projects
Job Requirements
University Graduate holding a degree in law and/or economics
With at least 10 years’ experience gained within a financial services compliance function
Possess sound knowledge of Hong Kong regulatory laws and have strong communication, analytical and leadership skills
Hands on experience with fixed income products is a pre-requisite for this role.
Fluency in English (both written and spoken) is essential.
About
the recruitment agency
With headquarters in Hong Kong and offices in Singapore, Beijing and Shanghai, ALS International is a leading independent executive search firm that has been operating in the region for over ten ...