Our client is a US based Financial Institution, with offices in the US, the UK, Hong Kong and Singapore. Their major lines of businesses including Investment Banking Advisory Services as well as Investment Management Services. Due to company expansion, they are now looking for a Regional Head of Legal & Compliance to be based in HK office.
As a part of the company expansion, you will be reporting into Global Head of Legal & Compliance. You will be responsible for designing and implementing compliance program and compliance manual for the region, providing on-going compliance advisory to different business units. You will also be the point of contact for local regulators, and be responsible to take charged of other ad hoc compliance projects.