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Team Lead - Fixed Income Compliance

ALS International - Expires on Aug 20, 2013
  • Country
  • Location
  • Job Type
  • Experience
  • Eligibility
  • Hong Kong
  • Not specified
  • Permanent - Full Time
  • 10+ years
  • Expat and local
Function
Accounting / Finance
Job Category
Banking / Financial Services
Salary
Attractive

Job Description


  • Assisting management with compliance responsibility for fixed income products' clearing and relevant projects

  • Providing advice on regulatory compliance issues, desk reviews and monitoring

  • Supporting management in reviewing new business initiatives from a local regulatory, best practice and Firm perspective

  • Drafting and updating policy and procedures in light of regulatory or business changes

  • Managing the Firm’s contact and relationship with its regulators, ensuring that communications between the Firm and its regulators are open and constructive

  • Providing staff training and participating in any ad-hoc projects

Job Requirements


  • University Graduate holding a degree in law and/or economics

  • With at least 10 years’ experience gained within a financial services compliance function

  • Possess sound knowledge of Hong Kong regulatory laws and have strong communication, analytical and leadership skills

  • Hands on experience with fixed income products is a pre-requisite for this role.

  • Fluency in English (both written and spoken) is essential.

About the recruitment agency

ALS International

With headquarters in Hong Kong and offices in Singapore, Beijing and Shanghai, ALS International is a leading independent executive search firm that has been operating in the region for over ten ...

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