This offer job is expired.

Compliance Manager (PE / Hedge Fund)

SearchAsia - Expires on Jun 03, 2014
  • Country
  • Location
  • Job Type
  • Experience
  • Eligibility
  • Hong Kong
  • Not specified
  • Permanent - Full Time
  • 3+ years
  • Expat and local
Function
Legal
Job Category
Finance / Investment / Securities
Salary
Not specified

Job Description

Our client is a well-established fund house focusing on Hedge Fund & Private Equity with AUM more than 1.8 Billion. To cope with their rapid expansion, they are currently looking for an energetic caliber to join their company.

Duties

  • Directly report to CFO
  • ?Work closely with all business and operation units and provide advice on all compliance related matters
  • ?Develop, implement and review policies and procedures of all business and operations units to ensure compliance with legal and regulatory requirements and policies of head office
  • ?Assist the business and operation units to conduct gap analysis on new laws and regulations
  • ?Handle enquiries and investigation of regulators and law enforcement agencies
  • ?Conduct compliance review and control testing
  • Deliver compliance related training
  • ?Handle ad hoc projects



Job Requirements

  • Degree holder in Laws or related disciplines
  • Minimum 3 years of legal experience gained from sizable financial institutions
  • Familiar with SFC regulations and other relevant legal and regulatory requirements
  • Excellent written and verbal command of English and Chinese, fluency in Putonghua
  • Strong organizational skills, good presentation and report writing skills
  • Reliable with high integrity and responsibility, strong commercial sense and meticulous with good inter-personal skill
  • Candidates with less experience will be considered as Assistant Compliance Manager

About the recruitment agency

SearchAsia

SearchAsia is Asiaís premier provider of human resources and talents. As the regionís largest search team, our proven search process and broad industry expertise have enabled successful placements to ...

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